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Rochdale Securities, LLC

COURT
Connecticut Bankruptcy Court
CASE NUMBER
5:14-bk-51485
TYPE / CHAPTER
Voluntary / 11

Filed

9-23-14

Updated

9-13-23

Last Checked

11-20-14

Assets

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Liabilities

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Docket

Last Updated
Nov 20, 2014
Last Entry Filed
Nov 19, 2014

Docket Entries by Year

Sep 23, 2014 1 Petition Chapter 11 Voluntary Petition . Missing Documents: Debtors Declaration concerning schedules due by 10/7/2014. Fee Amount $1717. Fee to be Paid by Internet Credit Card. Atty Disclosure Statement Re: 2016(b), Schedule A-J, Statement of Financial Affairs, Summary of Schedules due by 10/7/2014. Filed by Rochdale Securities, LLC. (Kindseth, Stephen) Modified on 9/24/2014 to clarify missing documents and remove Statement of Corporate Ownership as missing. (James, Minnie). (Entered: 09/23/2014)
Sep 23, 2014 2 Statement of Corporate Ownership Filed by Stephen M. Kindseth on behalf of Rochdale Securities, LLC Debtor,. (Kindseth, Stephen) (Entered: 09/23/2014)
Sep 23, 2014 3 First Day Application to Employ Zeisler & Zeisler, P.C. Filed by Stephen M. Kindseth on behalf of Rochdale Securities, LLC, Debtor. (Attachments: # 1 Affidavit of Stephen M. Kindseth # 2 Proposed Order) (Kindseth, Stephen) Modified on 9/24/2014 to reflect incorrect SD mapping code CM41 Application to Employ correct code is CM25 First Day Motions. (James, Minnie) (Entered: 09/23/2014)
Sep 23, 2014 4 Notice of Appearance and Request for Notice Filed by Jed Horwitt on behalf of Rochdale Securities, LLC Debtor, . (Horwitt, Jed) (Entered: 09/23/2014)
Sep 23, 2014 5 Notice of Appearance and Request for Notice Filed by Aaron Romney on behalf of Rochdale Securities, LLC Debtor, . (Romney, Aaron) (Entered: 09/23/2014)
Sep 24, 2014 Receipt of Voluntary Petition (Chapter 11)(14-51485) [misc,volp11] (1717.00) filing fee - $1717.00. Receipt number 6303406. (U.S. Treasury) (Entered: 09/24/2014)
Sep 24, 2014 6 Order to Pay Taxes - Federal. (James, Minnie) (Entered: 09/24/2014)
Sep 24, 2014 7 Order to Pay Taxes - State. (James, Minnie) (Entered: 09/24/2014)
Sep 24, 2014 8 Meeting of Creditors. 341(a) meeting to be held on 10/27/2014 at 10:00 AM at Office of the UST. Proofs of Claims due by 1/26/2015. (James, Minnie) (Entered: 09/24/2014)
Sep 24, 2014 9 Notice of Appearance and Request for Notice Filed by Eric S. Goldstein on behalf of Eric J. Altschul, Karen Altschul , Interested Party, . (Goldstein, Eric) Modified on 9/25/2014 to correct the party role type from a Trustee to an Interested Party. (Rai, Sujata). (Entered: 09/24/2014)
Show 5 more entries
Oct 6, 2014 15 Certificate of Service Filed by Stephen M. Kindseth on behalf of Rochdale Securities, LLC Debtor, (RE: 14 Motion to Extend Deadline to File Schedules filed by Debtor Rochdale Securities, LLC). (Kindseth, Stephen) (Entered: 10/06/2014)
Oct 8, 2014 16 Order Granting Motion To Extend Deadline to File Schedules or Provide Required Information (Related Doc # 14) Schedule A-J, Statement of Financial Affairs, Summary of Schedules due by 10/21/2014 for 1, (RE: 1 Voluntary Petition (Chapter 11) filed by Debtor Rochdale Securities, LLC) (Rai, Sujata) (Entered: 10/08/2014)
Oct 11, 2014 17 BNC Certificate of Mailing - PDF Document. (RE: 16 Order on Motion to Extend Deadline to File Schedules). Notice Date 10/10/2014. (Admin.) (Entered: 10/11/2014)
Oct 17, 2014 18 Notice of Appearance and Request for Notice Filed by Tracey Salmon-Smith on behalf of Pershing LLC Creditor, . (Salmon-Smith, Tracey) (Entered: 10/17/2014)
Oct 21, 2014 19 Summary of Schedules , Schedules ABDEFGH filed. , Statement of Financial Affairs , Disclosure of Compensation of Attorney for Debtor , Equity Security Holders with the Debtor's Declaration Page Filed by Stephen M. Kindseth on behalf of Rochdale Securities, LLC Debtor, (RE: 1 Voluntary Petition (Chapter 11) filed by Debtor Rochdale Securities, LLC). (Kindseth, Stephen) Modified on 10/22/2014 to add the Debtor's Declaration Page to text. (Rai, Sujata). (Entered: 10/21/2014)
Oct 23, 2014 20 Notice of Hearing Set (RE: 3 Application to Employ filed by Debtor Rochdale Securities, LLC). Hearing to be held on 11/18/2014 at 10:00 AM at Room 123, Courtroom. (Senteio, Renee) (Entered: 10/23/2014)
Oct 27, 2014 Meeting of Creditors Held, Meeting of Creditors Continued (For Reporting Purposes Only) Filed by U.S. Trustee. (RE: 8 Meeting of Creditors). 341(a) meeting to be held on 11/17/2014 at 04:00 PM at Office of the UST. (Claiborn, Holley) (Entered: 10/27/2014)
Nov 11, 2014 21 Amended List of Creditors. Fee Amount $30. Filed by Stephen M. Kindseth on behalf of Rochdale Securities, LLC Debtor,. (Kindseth, Stephen) (Entered: 11/11/2014)
Nov 11, 2014 22 Certificate of Service Filed by Stephen M. Kindseth on behalf of Rochdale Securities, LLC Debtor, (RE: 21 Amended Schedules/Amended List of Creditors filed by Debtor Rochdale Securities, LLC). (Kindseth, Stephen) (Entered: 11/11/2014)
Nov 11, 2014 Receipt of Amended Schedules/Amended List of Creditors(14-51485) [misc,amdsch] ( 30.00) filing fee - $ 30.00. Receipt number 6376941. (U.S. Treasury) (Entered: 11/11/2014)

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Case Information

Court
Connecticut Bankruptcy Court
Case number
5:14-bk-51485
Assets
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Liabilities
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Judge
Alan H.W. Shiff
Chapter
11
Filed
Sep 23, 2014
Type
voluntary
Terminated
Aug 18, 2017
Updated
Sep 13, 2023
Last checked
Nov 20, 2014

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    Parties

    Debtor

    Rochdale Securities, LLC
    666 Summer Street
    Stamford, CT 06901
    FAIRFIELD-CT
    Tax ID / EIN: xx-xxx3348
    dba Rochdale Capital Advisors
    dba Rochdale Capital Management

    Represented By

    Jed Horwitt
    Zeisler and Zeisler
    10 Middle Street
    15th Floor
    Bridgeport, CT 06604
    (203) 368-4234
    Fax : 203-367-9678
    Email: jhorwitt@zeislaw.com
    Stephen M. Kindseth
    Zeisler & Zeisler
    10 Middle Street
    15th Floor
    Bridgeport, CT 06604
    (203) 368-4234
    Fax : 203-367-9678
    Email: skindseth@zeislaw.com
    Aaron Romney
    Zeisler & Zeisler PC
    10 Middle Street
    15th Floor
    Bridgeport, CT 06604
    203-368-4234
    Fax : 203-367-9678
    Email: aromney@zeislaw.com

    U.S. Trustee

    U. S. Trustee
    Office of the U.S. Trustee
    Giaimo Federal Building
    150 Court Street, Room 302
    New Haven, CT 06510
    (203)773-2210

    Represented By

    Holley L. Claiborn
    Office of The United States Trustee
    The Giaimo Federal Building
    150 Court Street, Room 302
    New Haven, CT 06510
    (203) 773-2210
    Fax : 203-773-2217

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