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GWG Holdings, Inc.

COURT
Texas Southern Bankruptcy Court
CASE NUMBER
9:2022bk90032
TYPE / CHAPTER
Voluntary / 11

Filed

4-20-22

Updated

3-31-24

Last Checked

1-4-23

Assets

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Liabilities

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Docket

Last Updated
Jan 4, 2023
Last Entry Filed
Jan 3, 2023

Docket Entries by Quarter

There are 1309 older docket entries.

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Dec 21, 2022 1280 Operating Report for Filing Period 11/30/2022, $0 disbursed (Filed By GWG DLP Funding Holdings VI, LLC ). (Attachments: # 1 Exhibit) (Peguero, Kristhy) (Entered: 12/21/2022)
Dec 21, 2022 1281 Declaration re: First Supplemental Declaration of Daniel A. Fliman in Support of Retention of Paul Hastings LLP as Counsel to Sean Clements and the Conflicts committee of GWG DLP Funding IV, LLC (Filed By (a) Conflicts Committee for the Board of Directors of Debtor, GWG DLP Funding, IV, LLC (the DLP IV Board) and (b) Sean Clements, as Independent Director of the DLP IV Board ).(Related document(s):1124 Application to Employ) (Grogan, James) (Entered: 12/21/2022)
Dec 22, 2022 1282 Notice of Filing of Official Transcript as to 1272 Transcript. Parties notified (Related document(s):1272 Transcript) (jdav) (Entered: 12/22/2022)
Dec 22, 2022 1283 Motion to Appear pro hac vice of Lauren A. Moskowitz. Filed by Interested Party Fifth Season Investments LLC (Moskowitz, Lauren) (Entered: 12/22/2022)
Dec 22, 2022 1284 Order Granting First Interim Fee Application of Katten Muchin Rosenman LLP for Allowance and Payment of Fees and Expenses as Attorneys to Debtor GWG Holdings, Inc., on Behalf of and at the Sole Direction of the Independent Directors, for the Period from June 20, 2022 Through July 31, 2022 (Related Doc # 1116) Signed on 12/22/2022. (TylerLaws) (Entered: 12/22/2022)
Dec 22, 2022 1285 AO 435 TRANSCRIPT ORDER FORM (Daily (24 hours)) by Brian Rosen. This is to order a transcript of Bankruptcy 12/01/2022 before Judge Marvin P. Isgur. Court Reporter/Transcriber: Access Transcripts (Filed By Ad Hoc Committee of Broker/Dealers ). (Rosen, Brian) Electronic Copy Request Received and Forwarded to Access Transcripts on 12/22/2022. Estimated Date of Completion: 12/23/2022. Modified on 12/22/2022 (AntonioBanda). (Entered: 12/22/2022)
Dec 22, 2022 1286 Notice of Fourth Monthly Fee Statement of Katten Muchin Rosenman LLP for Compensation for Services and Reimbursement of Expenses as Attorneys to Debtor GWG Holdings, Inc., on Behalf of and at the Sole Direction of the Independent Directors, for the Period from September 1, 2022 through September 30, 2022. (Related document(s):687 Order on Application to Employ) Filed by Jeffrey S. Stein and Anthony R. Horton, the Independent Directors on the Board of Directors of GWG Holdings, Inc. (Reisman, Steven) (Entered: 12/22/2022)
Dec 22, 2022 1287 Affidavit Re: a.Notice of Mayer Brown LLP's Sixth Monthly Fee Statement for Compensation of Services Rendered and Reimbursement of Expenses as Counsel to the Debtors for the Period from October 1, 2022 through October 31, 2022 (Docket No. 1242); and b.Notice of Jackson Walker LLPs Seventh Monthly Fee Statement for Compensation of Services Rendered and Reimbursement of Expenses as Counsel to the Debtors for the Period from November 1, 2022 through November 30, 202 (Docket No. 1243). (related document(s):1242 Notice, 1243 Notice). Filed by Donlin Recano and Co Inc (Donlin Recano and Co Inc) (Entered: 12/22/2022)
Dec 23, 2022 1288 Affidavit Re: a.Notice of FTI Consulting, Inc.s Fourth Monthly Fee Statement for Compensation of Services Rendered and Reimbursement of Expenses as Financial Advisor to the Debtors for the Period from August 1, 2022 through August 31, 2022 (Docket No. 1225), b.Notice of FTI Consulting, Inc.s Fifth Monthly Fee Statement for Compensation of Services Rendered and Reimbursement of Expenses as Financial Advisor to the Debtors for the Period from September 1, 2022 through September 30, 2022 (Docket No. 1226). (related document(s):1225 Notice, 1226 Notice). Filed by Donlin Recano and Co Inc (Donlin Recano and Co Inc) (Entered: 12/23/2022)
Dec 23, 2022 1289 Affidavit Re: Supplemental Affidavit of Service of the Notice of Chapter 11 Bankruptcy Case.. Filed by Donlin Recano and Co Inc (Donlin Recano and Co Inc) (Entered: 12/23/2022)
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Dec 27, 2022 1300 Certificate of No Objection with Respect to Order Granting AlixPartners, LLP's Second Interim Application for Allowance of Compensation for Professional Services Rendered and Reimbursement of Expenses Incurred, as Financial Advisor to the Official Committee of Bondholders, for the Period from August 1, 2022 through October 31, 2022 (Filed By Official Committee of Bondholders of GWG Holdings, Inc., et al. ).(Related document(s):1157 Application for Compensation) (Attachments: # 1 Proposed Order) (English, Eric) (Entered: 12/27/2022)
Dec 27, 2022 1301 Certificate of No Objection with Respect to Order Granting Piper Sandler & Co.'s Second Interim Fee Application for Compensation for Services Rendered and Reimbursement of Expenses as Investment Banker to the Official Committee of Bondholders of GWG Holdings, Inc. for the Period from August 1, 2022 through October 31, 2022 (Filed By Official Committee of Bondholders of GWG Holdings, Inc., et al. ).(Related document(s):1159 Application for Compensation) (Attachments: # 1 Proposed Order) (English, Eric) (Entered: 12/27/2022)
Dec 27, 2022 1302 Affidavit Re: the Notice of Closure of Debtors Bank Accounts (Docket No. 1266). (related document(s):1266 Notice). Filed by Donlin Recano and Co Inc (Donlin Recano and Co Inc) (Entered: 12/27/2022)
Dec 27, 2022 1303 Affidavit Re: a.Certificate of No Objection for the Application of Katten Muchin Rosenman LLP for Allowance and Payment of Fees and Expenses as Attorneys to Debtor GWG Holdings, Inc., on Behalf of and at the Sole Direction of the Independent Directors, for the Period from June 20, 2022 through July 31, 2022 (Docket No. 1271); and b.Debtors Motion for Entry of an Order Confirming Expansion of Engagement of FTI Consulting, Inc. and Designation of Michael A. Tucker as Interim Chief Financial Officer, and Granting Related Relief (Docket No. 1273). (related document(s):1271 Certificate of No Objection, 1273 Generic Motion). Filed by Donlin Recano and Co Inc (Donlin Recano and Co Inc) (Entered: 12/27/2022)
Dec 27, 2022 1304 Affidavit Re: Notice of PJT Partners LPs Sixth Monthly Fee Statement for Compensation of Services Rendered and Reimbursement of Expenses as Investment Banker to the Debtors for the Period from October 1, 2022 through October 31, 2022 (Docket No. 1274). (related document(s):1274 Notice). Filed by Donlin Recano and Co Inc (Donlin Recano and Co Inc) (Entered: 12/27/2022)
Dec 27, 2022 1305 Proposed Order RE: Certificate of Counsel with Respect to Application of Debtor GWG DLP Funding IV, LLC for Entry of an Order Authorizing Employment and Retention of Paul Hastings LLP as Counsel to Sean Clements and the Conflicts Committee of GWG DLP Funding IV, LLC, Effective as of October 31, 2022 (Filed By (a) Conflicts Committee for the Board of Directors of Debtor, GWG DLP Funding, IV, LLC (the DLP IV Board) and (b) Sean Clements, as Independent Director of the DLP IV Board ).(Related document(s):1124 Application to Employ) (Attachments: # 1 Proposed Order Amended Proposed Order # 2 Exhibit Redline) (Grogan, James) (Entered: 12/27/2022)
Dec 28, 2022 1306 Order Allowing Second Interim Compensation and Reimbursement of Expenses (Related Doc # 1155) Signed on 12/28/2022. (TylerLaws) (Entered: 12/28/2022)
Dec 28, 2022 1307 Order Allowing Interim Compensation and Reimbursement of Expenses (Related Doc # 1156) Signed on 12/28/2022. (TylerLaws) (Entered: 12/28/2022)
Dec 28, 2022 1308 Order Allowing Interim Compensation and Reimbursement of Expenses (Related Doc # 1157) Signed on 12/28/2022. (TylerLaws) (Entered: 12/28/2022)
Dec 28, 2022 1309 Order Allowing Interim Compensation and Reimbursement of Expenses (Related Doc # 1159) Signed on 12/28/2022. (TylerLaws) (Entered: 12/28/2022)

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Case Information

Court
Texas Southern Bankruptcy Court
Case number
9:2022bk90032
Assets
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Liabilities
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Judge
Marvin Isgur
Chapter
11
Filed
Apr 20, 2022
Type
voluntary
Updated
Mar 31, 2024
Last checked
Jan 4, 2023

Creditors

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Charles Clayton, individually
Charles Clayton, on behalf of all similarly situat
Daniel J. Rolince
George S Rountree and Joan G Rountree
George White
Kevin Collins and Tracy L Wood
Laurence Kenneth Scott
MASS. DEPT. OF REVENUE ATTN: BANKRUPTCY UNIT
Mehyar Pourzanjani
Minnesota Department of Revenue
Nancy Mehler
Phil Paschal & Erik Andersen, jointly with right o

Parties

Debtor

GWG Holdings, Inc.
325 N. St. Paul Street
Suite 2650
Dallas, TX 75201
DALLAS-TX
Tax ID / EIN: xx-xxx2607
fka GWG Holdings LLC

Represented By

Victoria Nicole Argeroplos
Jackson Walker LLP
1401 McKinney Street
Suite 1900
Houston, TX 77010
713-752-4334
Fax : 713-308-4134
Email: vargeroplos@jw.com
Charles Stephen Kelley
Mayer Brown LLP
700 Louisiana St.
Ste 3400
Houston, TX 77002
713-238-2634
Fax : 713-238-4634
Email: ckelley@mayerbrown.com
Kristhy M Peguero
Jackson Walker LLP
1401 McKinney St
Ste 1900
Houston, TX 77010
713-752-4440
Email: kpeguero@jw.com
Susan Tran Adams
Tran Singh LLP
2502 La Branch Street
Houston, TX 77004
832-975-7300
Fax : 832-975-7301
Email: stran@ts-llp.com

Debtor

GWG Life, LLC
325 N. St. Paul Street
Suite 2650
Dallas, TX 75201
DALLAS-TX
Tax ID / EIN: xx-xxx6955

Represented By

Charles Stephen Kelley
(See above for address)
Kristhy M Peguero
(See above for address)

Debtor

GWG Life USA, LLC
325 N. St. Paul Street
Suite 2650
Dallas, TX 75201
DALLAS-TX
Tax ID / EIN: xx-xxx5538

Represented By

Charles Stephen Kelley
(See above for address)
Kristhy M Peguero
(See above for address)

Debtor

GWG DLP Funding IV, LLC
325 N St. Paul Street
Suite 2650
Dallas, TX 75201
DALLAS-TX
Tax ID / EIN: xx-xxx3635

Represented By

Kristhy M Peguero
(See above for address)

Debtor

GWG DLP Funding VI, LLC
325 N St. Paul Street
Suite 2650
Dallas, TX 75201
DALLAS-TX

Represented By

Kristhy M Peguero
(See above for address)

Debtor

GWG DLP Funding Holdings VI, LLC
325 N. St. Paul Street
Suite 2650
Dallas, TX 75201
DALLAS-TX

Represented By

Kristhy M Peguero
(See above for address)

U.S. Trustee

US Trustee, 11
Office of the US Trustee
515 Rusk Ave
Ste 3516
Houston, TX 77002

Represented By

Alicia Lenae Barcomb
DOJ-Ust
515 Rusk Ave.
Suite 3516
Houston, TX 77002
713-718-4661
Email: alicia.barcomb@usdoj.gov
Hector Duran, Jr
U.S. Trustee
515 Rusk
Ste 3516
Houston, Tx 77002
7137184650
Email: Hector.Duran.Jr@usdoj.gov
Christopher Ross Travis
US Trustee
515 Rusk Street
Ste 3516
Houston, TX 77002
202-603-5225
Email: C.Ross.Travis@usdoj.gov

U.S. Trustee

US Trustee, 11
Office of the US Trustee
515 Rusk Ave
Ste 3516
Houston, TX 77002
713-718-4650

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